ANTI-MONEY LAUNDERING (AML) POLICY
HEDDGE CAPITALS WEALTH MANAGEMENT LLC


1. Introduction

Heddge Capitals Wealth Management LLC is committed to preventing money laundering, fraud, and terrorist financing activities. We adhere to SVGFSA (Saint Vincent and the Grenadines Financial Services Authority) regulations and international AML laws to ensure a secure and transparent trading environment.

2. Objectives

  • Detect and prevent financial crimes such as money laundering and terrorist financing.

  • Comply with Know Your Customer (KYC) and AML regulations.

  • Monitor and report suspicious transactions to SVGFSA and relevant authorities.

3. Customer Due Diligence (CDD)

    Heddge Capitals Wealth Management LLC follows strict identity verification procedures:

    For Individual Accounts :-

  • Government-issued ID (passport, national ID, driver’s license)

  • Proof of address (utility bill, bank statement, etc.)

    For Corporate Accounts :-

  • Certificate of incorporation (issued by SVGFSA)

  • Details of directors and Ultimate Beneficial Owners (UBOs)

  • Corporate structure and business activity verification

4. Enhanced Due Diligence (EDD)

    For high-risk clients (e.g., PEPs, large transactions, offshore companies), additional checks are conducted:

  • Source of funds verification

  • Detailed transaction monitoring

  • Periodic account reviews

5. Transaction Monitoring & Reporting

  • Suspicious Activity Detection :- Automated systems flag unusual deposits, withdrawals, or trading patterns.

  • Red Flags :- Large, rapid deposits or withdrawals, use of multiple accounts, unusual forex trades.

  • Reporting :- Suspicious activities are reported to SVGFSA and other financial regulators as required.

6. Prohibited Activities

    Heddge Capitals Wealth Management LLC strictly prohibits:

  • Anonymous accounts or fake identities

  • Third-party deposits or withdrawals

  • Transactions linked to sanctioned countries/entities

  • Cryptocurrency funding without proper verification

7. Compliance & Employee Training

  • Employees undergo regular AML training.

  • Non-compliance results in penalties or account suspension.

  • Regular audits ensure policy effectiveness

8. Regulatory Compliance – SVGFSA

    Heddge Capitals Wealth Management LLC complies with SVGFSA regulations, ensuring:

  • Full adherence to AML/CFT (Combating the Financing of Terrorism) guidelines.

  • Periodic compliance audits by SVGFSA.

  • Reporting of suspicious transactions to the Financial Intelligence Unit (FIU) of Saint Vincent and the Grenadines.

  • Maintaining AML records for at least 5 years, as per SVGFSA requirements.

9. Conclusion

    This policy ensures compliance with SVGFSA AML regulations and protects our platform from illegal activities. Clients must adhere to these rules for a safe and transparent trading experience.